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INVESTMENT ADVISER ASSOCIATION POLITICAL ACTION COMMITTEE (IAA-PAC)
FEC IDC00440826
TypeQ
Sponsor typeTrade association
StateDC
Connected orgINVESTMENT ADVISER ASSOCIATION
TreasurerNELSON, WILLIAM MR
Filed withIn-house
Disbursements███
Receipts███
Last filingDec ███ 2022
FEC records███
Computed findings███

INVESTMENT ADVISER ASSOCIATION POLITICAL ACTION COMMITTEE (IAA-PAC)

Q · DC · $54,619 disbursements

Money by month

Total receipts and disbursements per election cycle, from this committee's own F3X report summaries.

Chart locked — unlock to view.

FEC record (3)

Official FEC actions naming this committee — administrative fines, Matters Under Review, and Reports Analysis Division inquiries (RFAIs), each linked to the case file or letter.

RuleDateSeverityFinding · citationAmountRecord
FEC requested additional information 2024-12-17 medium FEC record FEC Reports Analysis Division sent a Request for Additional Information (2024-12-17). — an official inquiry into the report's content; the specific issue is cited in the letter.
52 U.S.C. / 11 CFR as cited in each letter (linked on every finding)
FEC
FEC requested additional information 2022-12-22 medium FEC record FEC Reports Analysis Division sent a Request for Additional Information about the ███G report (2022-12-22). — an official inquiry into the report's content; the specific issue is cited in the letter.
52 U.S.C. / 11 CFR as cited in each letter (linked on every finding)
FEC
FEC requested additional information ███ medium FEC record FEC Reports Analysis Division sent a Request for Additional Information about the Q1 report (███). — an official inquiry into the report's content; the specific issue is cited in the letter.
52 U.S.C. / 11 CFR as cited in each letter (linked on every finding)
FEC

Computed findings (3)

Derived from this committee's own FEC filings by date math — late reports, amendment churn, treasurer networks. Pattern indicators are labeled in the finding text.

RuleDateSeverityFinding · citationAmountRecord
High amendment count medium computed ███G report amended ███ times — pattern indicator, not a confirmed violation.
Pattern indicator — see filing duties at 52 U.S.C. § 30104(a)
High amendment count medium computed Q1 report amended ███ times — pattern indicator, not a confirmed violation.
Pattern indicator — see filing duties at 52 U.S.C. § 30104(a)
High amendment count medium computed Q2 report amended ███ times — pattern indicator, not a confirmed violation.
Pattern indicator — see filing duties at 52 U.S.C. § 30104(a)

Filing history

F3X/Q1/2026-03 (1 filing)
FiledFormReportAmendedFEC link
Apr ███ 2026 F3X Q1 No ███
F3X/YE/2025-12 (1 filing)
FiledFormReportAmendedFEC link
Jan ███ 2026 F3X YE No ███
F3X/MY/2025-06 (1 filing)
FiledFormReportAmendedFEC link
Aug ███ 2025 F3X MY No ███
F3X/YE/2024-12 (1 filing)
FiledFormReportAmendedFEC link
Jan ███ 2025 F3X YE No ███
F3X/30G/2024-11 (1 filing)
FiledFormReportAmendedFEC link
Dec ███ 2024 F3X ███G No ███
F3X/12G/2024-10 (1 filing)
FiledFormReportAmendedFEC link
Oct ███ 2024 F3X ███G No ███
F3X/Q3/2024-09 (1 filing)
FiledFormReportAmendedFEC link
Oct ███ 2024 F3X Q3 No ███
F3X/Q2/2024-06 (1 filing)
FiledFormReportAmendedFEC link
Jul ███ 2024 F3X Q2 No ███
F3X/Q1/2024-03 (1 filing)
FiledFormReportAmendedFEC link
Apr ███ 2024 F3X Q1 No ███
F3X/YE/2023-12 (1 filing)
FiledFormReportAmendedFEC link
Jan ███ 2024 F3X YE No ███
F3X/Q3/2023-09 (1 filing)
FiledFormReportAmendedFEC link
Oct ███ 2023 F3X Q3 No ███
F3X/Q2/2023-06 (1 filing)
FiledFormReportAmendedFEC link
Jul ███ 2023 F3X Q2 No ███
F3X/Q1/2023-03 (1 filing)
FiledFormReportAmendedFEC link
Apr ███ 2023 F3X Q1 No ███
F3X/YE/2022-12 (1 filing)
FiledFormReportAmendedFEC link
Jan ███ 2023 F3X YE No ███
F3X/Q3/2022-09 (1 filing)
FiledFormReportAmendedFEC link
Oct ███ 2022 F3X Q3 No ███
F3X/Q2/2022-06 (1 filing)
FiledFormReportAmendedFEC link
Jul ███ 2022 F3X Q2 No ███
F3X/Q1/2022-03 (1 filing)
FiledFormReportAmendedFEC link
Apr ███ 2022 F3X Q1 No ███
F3X/YE/2021-12 (1 filing)
FiledFormReportAmendedFEC link
Jan ███ 2022 F3X YE No ███
F3X/Q3/2021-09 (1 filing)
FiledFormReportAmendedFEC link
Oct ███ 2021 F3X Q3 No ███
F3X/Q2/2021-06 (1 filing)
FiledFormReportAmendedFEC link
Jul ███ 2021 F3X Q2 No ███
F3X/Q1/2021-03 (1 filing)
FiledFormReportAmendedFEC link
Apr ███ 2021 F3X Q1 No ███
F3X/YE/2020-12 (1 filing)
FiledFormReportAmendedFEC link
Jan ███ 2021 F3X YE No ███
F3X/30G/2020-11 (1 filing)
FiledFormReportAmendedFEC link
Dec ███ 2020 F3X ███G No ███
F3X/Q3/2020-09 (1 filing)
FiledFormReportAmendedFEC link
Oct ███ 2020 F3X Q3 No ███
F3X/Q2/2020-06 (1 filing)
FiledFormReportAmendedFEC link
Jul ███ 2020 F3X Q2 No ███
F3X/Q1/2020-03 (1 filing)
FiledFormReportAmendedFEC link
Apr ███ 2020 F3X Q1 No ███
F3X/YE/2019-12 (1 filing)
FiledFormReportAmendedFEC link
Jan ███ 2020 F3X YE No ███
F3X/MY/2019-06 (1 filing)
FiledFormReportAmendedFEC link
Jul ███ 2019 F3X MY No ███
F3X/30G/2018-11 (2 filings)
FiledFormReportAmendedFEC link
Jan ███ 2019 F3X ███G Yes ███
Dec ███ 2018 F3X ███G No ███
F3X/YE/2018-12 (1 filing)
FiledFormReportAmendedFEC link
Jan ███ 2019 F3X YE No ███
F3X/Q3/2018-09 (2 filings)
FiledFormReportAmendedFEC link
Jan ███ 2019 F3X Q3 Yes ███
Oct ███ 2018 F3X Q3 No ███
F3X/Q2/2018-06 (1 filing)
FiledFormReportAmendedFEC link
Jul ███ 2018 F3X Q2 No ███
F3X/Q1/2018-03 (1 filing)
FiledFormReportAmendedFEC link
Apr ███ 2018 F3X Q1 No ███
F3X/YE/2017-12 (1 filing)
FiledFormReportAmendedFEC link
Jan ███ 2018 F3X YE No ███
F3X/Q3/2017-09 (1 filing)
FiledFormReportAmendedFEC link
Oct ███ 2017 F3X Q3 No ███
F3X/Q2/2017-06 (1 filing)
FiledFormReportAmendedFEC link
Jul ███ 2017 F3X Q2 No ███
F3X/Q1/2017-03 (1 filing)
FiledFormReportAmendedFEC link
Apr ███ 2017 F3X Q1 No ███
F3X/YE/2016-12 (1 filing)
FiledFormReportAmendedFEC link
Jan ███ 2017 F3X YE No ███
F3X/30G/2016-11 (1 filing)
FiledFormReportAmendedFEC link
Dec ███ 2016 F3X ███G No ███
F3X/Q2/2016-06 (2 filings)
FiledFormReportAmendedFEC link
Oct ███ 2016 F3X Q2 Yes ███
Jul ███ 2016 F3X Q2 No ███
F3X/Q3/2016-09 (1 filing)
FiledFormReportAmendedFEC link
Oct ███ 2016 F3X Q3 No ███
F3X/Q1/2016-03 (2 filings)
FiledFormReportAmendedFEC link
Jun ███ 2016 F3X Q1 Yes ███
Apr ███ 2016 F3X Q1 No ███
F3X/YE/2015-12 (1 filing)
FiledFormReportAmendedFEC link
Jan ███ 2016 F3X YE No ███
F3X/Q2/2015-06 (2 filings)
FiledFormReportAmendedFEC link
Jul ███ 2015 F3X Q2 Yes ███
Jul ███ 2015 F3X Q2 No ███
F3X/Q1/2015-03 (2 filings)
FiledFormReportAmendedFEC link
Jul ███ 2015 F3X Q1 Yes ███
Apr ███ 2015 F3X Q1 No ███
F3X/YE/2014-12 (2 filings)
FiledFormReportAmendedFEC link
Feb ███ 2015 F3X YE Yes ███
Jan ███ 2015 F3X YE No ███
F3X/30G/2014-11 (2 filings)
FiledFormReportAmendedFEC link
Dec ███ 2014 F3X ███G Yes ███
Dec ███ 2014 F3X ███G No ███
F3X/Q3/2014-09 (1 filing)
FiledFormReportAmendedFEC link
Oct ███ 2014 F3X Q3 No ███
F3X/Q2/2014-06 (1 filing)
FiledFormReportAmendedFEC link
Jul ███ 2014 F3X Q2 No ███
F3X/Q1/2014-03 (1 filing)
FiledFormReportAmendedFEC link
Apr ███ 2014 F3X Q1 No ███
F3X/YE/2013-12 (1 filing)
FiledFormReportAmendedFEC link
Jan ███ 2014 F3X YE No ███
F3X/MY/2013-06 (1 filing)
FiledFormReportAmendedFEC link
Jul ███ 2013 F3X MY No ███
F3X/YE/2012-12 (1 filing)
FiledFormReportAmendedFEC link
Jan ███ 2013 F3X YE No ███
F3X/30G/2012-11 (1 filing)
FiledFormReportAmendedFEC link
Dec ███ 2012 F3X ███G No ███
F3X/Q3/2012-09 (1 filing)
FiledFormReportAmendedFEC link
Oct ███ 2012 F3X Q3 No ███
F3X/Q2/2012-06 (1 filing)
FiledFormReportAmendedFEC link
Jul ███ 2012 F3X Q2 No ███
F3X/Q1/2012-03 (1 filing)
FiledFormReportAmendedFEC link
Apr ███ 2012 F3X Q1 No ███
F3X/YE/2011-12 (1 filing)
FiledFormReportAmendedFEC link
Jan ███ 2012 F3X YE No ███
F3X/MY/2011-06 (1 filing)
FiledFormReportAmendedFEC link
Jul ███ 2011 F3X MY No ███
F3X/YE/2010-12 (1 filing)
FiledFormReportAmendedFEC link
Jan ███ 2011 F3X YE No ███
F3X/12G/2010-10 (2 filings)
FiledFormReportAmendedFEC link
Jan ███ 2011 F3X ███G Yes ███
Dec ███ 2010 F3X ███G No ███
F3X/30G/2010-11 (2 filings)
FiledFormReportAmendedFEC link
Jan ███ 2011 F3X ███G Yes ███
Dec ███ 2010 F3X ███G No ███
F3X/Q3/2010-09 (1 filing)
FiledFormReportAmendedFEC link
Oct ███ 2010 F3X Q3 No ███
F3X/Q2/2010-06 (1 filing)
FiledFormReportAmendedFEC link
Jul ███ 2010 F3X Q2 No ███
F3X/Q1/2010-03 (1 filing)
FiledFormReportAmendedFEC link
Apr ███ 2010 F3X Q1 No ███
F3X/YE/2009-12 (2 filings)
FiledFormReportAmendedFEC link
Apr ███ 2010 F3X YE Yes ███
Jan ███ 2010 F3X YE No ███
F3X/Q3/2009-09 (1 filing)
FiledFormReportAmendedFEC link
Oct ███ 2009 F3X Q3 No ███
F3X/Q1/2009-03 (2 filings)
FiledFormReportAmendedFEC link
Jul ███ 2009 F3X Q1 Yes ███
Apr ███ 2009 F3X Q1 No ███
F3X/Q2/2009-06 (2 filings)
FiledFormReportAmendedFEC link
Jul ███ 2009 F3X Q2 Yes ███
Jul ███ 2009 F3X Q2 No ███
F3X/YE/2008-12 (1 filing)
FiledFormReportAmendedFEC link
Jan ███ 2009 F3X YE No ███
F3X/30G/2008-11 (1 filing)
FiledFormReportAmendedFEC link
Dec ███ 2008 F3X ███G No ███
F3X/Q3/2008-09 (1 filing)
FiledFormReportAmendedFEC link
Oct ███ 2008 F3X Q3 No ███
F3X/Q2/2008-06 (1 filing)
FiledFormReportAmendedFEC link
Jul ███ 2008 F3X Q2 No ███
F3X/Q1/2008-03 (1 filing)
FiledFormReportAmendedFEC link
Apr ███ 2008 F3X Q1 No ███
F3X/YE/2007-12 (1 filing)
FiledFormReportAmendedFEC link
Feb ███ 2008 F3X YE No ███

Top vendors paid

VendorTotal paidTransactionsPrimary purpose
JEFFRIES FOR CONGRESS ███ ███ CONTRIBUTION
SHERMAN FOR CONGRESS ███ ███ CONTRIBUTION TO CANDIDATE
ANN WAGNER FOR CONGRESS ███ ███ CONTRIBUTION TO CANDIDATE
HUIZENGA FOR CONGRESS ███ ███ CONTRIBUTION TO CANDIDATE
FRIENDS OF SHERROD BROWN ███ ███ CONTRIBUTION TO CANDIDATE
PENNSYLVANIANS FOR KANJORSKI ███ ███ POLITICAL CONTRIBUTION
TEAM MCHENRY ███ ███ CONTRIBUTION
MAKING AMERICA PROSPEROUS PAC ███ ███ CONTRIBUTION
SHERMAN FOR CONGRESS ███ ███ CONTRIBUTION
CITIZENS FOR WATERS ███ ███ CONTRIBUTION

Contributors by cycle

From a sample of this committee's most recent itemized Schedule A receipts (the FEC never itemizes gifts of $200 or less, so counts are floors and averages describe itemized donors only). Small-dollar share is the unitemized portion of all individual contributions, from the committee's own report totals.

CycleIndividual contributorsAvg / individual / yrMedian / individual / yrSmall-dollar shareOther contributorsFrom individualsAll visible receiptsReceipt lines
2026 ███ ███ ███ ███ ███ ███ ███
2024 ███ ███ ███ ███ ███ ███ ███
2022 ███ ███ ███ ███ ███ ███ ███

Top contributors

Itemized Schedule A receipts, aggregated per contributor per year (largest visible receipts).

ContributorTypeYearTotalReceiptsRecord
ALEXANDER, GEOFFREY Individual 2023 ███ ███ FEC
BOWDEN, ANDREW Individual 2022 ███ ███ FEC
CARSMAN, CHRISTINE Individual 2021 ███ ███ FEC
CARSMAN, CHRISTINE Individual 2022 ███ ███ FEC
FMR LLC PAC Committee 2024 ███ ███ FEC
FMR LLC PAC Committee 2025 ███ ███ FEC
FMR LLC PAC Committee 2026 ███ ███ FEC
FMR LLC POLITICAL ACTION COMMITTEE - FEDERAL (FIDELITY PAC) Committee 2023 ███ ███ FEC
LPL FINANCIAL LLC POLITICAL ACTION COMMITTEE (LPL PAC) Committee 2023 ███ ███ FEC
LPL FINANCIAL LLC POLITICAL ACTION COMMITTEE (LPL PAC) Committee 2024 ███ ███ FEC
REINKE, GWEN Individual 2023 ███ ███ FEC
SCHLINDWEIN, TIMOTHY Individual 2021 ███ ███ FEC
TIAA PAC Committee 2022 ███ ███ FEC
TIAA PAC Committee 2023 ███ ███ FEC
TIAA PAC Committee 2024 ███ ███ FEC
TIAA PAC Committee 2025 ███ ███ FEC
TIAA PAC Committee 2026 ███ ███ FEC
BAUR, ALISON Individual 2024 ███ ███ FEC
SCHWEISS, ALBERT Individual 2025 ███ ███ FEC
CONNER, RANDY Individual 2025 ███ ███ FEC
ALEXANDER, GEOFFREY Individual 2021 ███ ███ FEC
ALEXANDER, GEOFFREY Individual 2022 ███ ███ FEC
ALEXANDER, GEOFFREY Individual 2025 ███ ███ FEC
LPL FINANCIAL LLC POLITICAL ACTION COMMITTEE (LPL PAC) Committee 2025 ███ ███ FEC
ROBERTS, TW Individual 2023 ███ ███ FEC
UBS AMERICAS PAC Committee 2022 ███ ███ FEC
WRIGHT, RANA Individual 2025 ███ ███ FEC
DRYNAN, LAURA Individual 2025 ███ ███ FEC
SCHWEISS, ALBERT Individual 2023 ███ ███ FEC
WILLIAMS, JANE Individual 2021 ███ ███ FEC
WILLIAMS, KELLY Individual 2025 ███ ███ FEC
WRIGHT, RANA Individual 2022 ███ ███ FEC
WRIGHT, RANA Individual 2023 ███ ███ FEC
BARR, KAREN Individual 2021 ███ ███ FEC
BARR, KAREN Individual 2022 ███ ███ FEC
BARR, KAREN Individual 2023 ███ ███ FEC
BARR, KAREN Individual 2025 ███ ███ FEC
BAUR, ALISON Individual 2023 ███ ███ FEC
BAUR, ALISON Individual 2025 ███ ███ FEC
CONNER, RANDY Individual 2024 ███ ███ FEC
DRYNAN, LAURA Individual 2022 ███ ███ FEC
DRYNAN, LAURA Individual 2023 ███ ███ FEC
DRYNAN, LAURA Individual 2024 ███ ███ FEC
GIARDINA, JOAN M. Individual 2023 ███ ███ FEC
HALBERSTADT, CATHERINE Individual 2023 ███ ███ FEC
HALBERSTADT, CATHERINE Individual 2024 ███ ███ FEC
HALBERSTADT, CATHERINE Individual 2025 ███ ███ FEC
KING, CARLOTTA Individual 2025 ███ ███ FEC
MAIRS, ROBERT Individual 2023 ███ ███ FEC
MAIRS, ROBERT Individual 2026 ███ ███ FEC
O'LEARY, GREGORY Individual 2021 ███ ███ FEC
ROBERTS, JONATHAN Individual 2022 ███ ███ FEC
ROBERTS, TW Individual 2022 ███ ███ FEC
SCHWEISS, ALBERT Individual 2024 ███ ███ FEC
SCHWEON, JEFFREY Individual 2022 ███ ███ FEC
SCHWEON, JEFFREY Individual 2024 ███ ███ FEC
SIMON, NEIL A. MR. Individual 2022 ███ ███ FEC
WESOLEK, LISA Individual 2025 ███ ███ FEC
WILKES, STEVEN Individual 2024 ███ ███ FEC
CARLUCCI, MELISSA Individual 2025 ███ ███ FEC
CARLUCCI, MELISSA Individual 2026 ███ ███ FEC
GLENN, PAUL Individual 2021 ███ ███ FEC
ADLER, RICHARD Individual 2021 ███ ███ FEC
CHARLAND, MICHAEL Individual 2024 ███ ███ FEC
CONNER, RANDY Individual 2023 ███ ███ FEC
CORNFELD, MICHAEL Individual 2024 ███ ███ FEC
GARCIA, YVETTE Individual 2023 ███ ███ FEC
GARCIA, YVETTE Individual 2024 ███ ███ FEC
GARCIA, YVETTE Individual 2025 ███ ███ FEC
GARCIAY, YVETTE Individual 2022 ███ ███ FEC
GIARDINA, JOAN Individual 2022 ███ ███ FEC
GIARDINA, JOAN M. Individual 2021 ███ ███ FEC
GIARDINA, JOAN M. Individual 2025 ███ ███ FEC
GOLDSTEIN, WILLIAM Individual 2021 ███ ███ FEC
HANCOCK, NANCY Individual 2025 ███ ███ FEC
KENNEY, BRIAN Individual 2022 ███ ███ FEC
KING, CARLOTTA Individual 2023 ███ ███ FEC
KING, CARLOTTA Individual 2024 ███ ███ FEC
KING, MASON Individual 2021 ███ ███ FEC
KOHMESCHER, REBEKEH Individual 2023 ███ ███ FEC
QUIGLEY, MAUREEN Individual 2025 ███ ███ FEC
SIMON, NEIL A. MR. Individual 2023 ███ ███ FEC
TUZ, PETER W. Individual 2021 ███ ███ FEC
TUZ, PETER W. Individual 2023 ███ ███ FEC
TUZ, PETER W. Individual 2025 ███ ███ FEC
WILKES, STEVEN Individual 2021 ███ ███ FEC
WILKES, STEVEN Individual 2022 ███ ███ FEC
WILKES, STEVEN Individual 2023 ███ ███ FEC
WILKES, STEVEN Individual 2025 ███ ███ FEC
WILKES, STEVEN Individual 2026 ███ ███ FEC
WOOD, MICHAEL P Individual 2022 ███ ███ FEC

Associated persons

Back office

Who runs this committee's compliance operation — fingerprinted from the software named in its own e-filings, and from payments to known PAC-management firms.

SignalProviderEvidence
Filing software In-house FECfile ███(f33) (filing ███)